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Advisor Compliance

Voor één van onze opdrachtgevers een financiele dienstverlener gevestigd in de Randstad zijn we op zoek naar een compliance officer (medior).

Key responsibilities
• Provide compliance advice and guidance to the business on applicable rules and regulations as well as on applicable supervisory guidance issued by competent authorities
• Provide advice on Customer Due Diligence (CDD) cases, in particular on-boarding of high risk customers and Politically Exposed Persons (PEPs)
• Perform compliance monitoring reviews covering all compliance scope areas, examples of these areas include Anti-Money Laundering, Know Your Customer, Sanctions Compliance and Conflicts of Interest Management
• Support the business in developing and maintaining appropriate controls and procedures to mitigate business and product specific compliance risks
• Design, review and update compliance policies and procedures
• Assist with regulatory examinations, inquiries and internal audits
• Create and distribute relevant compliance MIS to various stakeholders

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